Risk Management

26th February 2019 / Roger Hawkins

Professional Indemnity Insurance and Risk Management

Hawkins Brown facts:

  • 30 million turnover

  • 60% Staff

  • 1 000 000 Rent

  • 300 000 PI (low because of claims record)

Analogy: Motor policies

- 1st party (own loss)

- 3rd party (others loss, other related damages)

Professional Context

PII required by ARB since 1 April 1988

Other professions have similar setups

Clausal

Contractual

Non-disclosure issues, when to contact your insurer - judgement

- keep your broker informed, they expect problems to brew around buildings, the earlier they are involved the easier it is for them to minimise their risk

Potential scenarios

Planning conditions to be met can be claimed against and policies could cover potential demolition costs

Cost over-run are good things to insure against as they are often out of your control and gives peace of mind

Negotiation > Adjudication > Arbitration > Courts of Law

Insurer’s perspective

Insurers want to know your specific experience with some building typologies through questionnaires

Policies worth considering

Hacking client's data (cyber threats)

Most policies won't cover North America because they are 'litigatious'

Run-off cover (after project is complete)

BIM cover? Shared responsibility?

Risk Management

basic process:

- Identify

- Evaluate

- Mitigation (seek specialist assistance)

- Result

With BIM:

be clear what service you are providing (drafting, specifying etc.)

Recent updates to regulations

Regulated by the insurer? Combustible materials etc.

Various forms of agreements and risk levels

PSC (Professional Services Contracts): Engaging With Your Clients

PSA (Professional Services Agreement) = Appointment (differentiate from 'contract')

Confrontational contracts (?)

Latest appointment amendment deal with the latest legislation, insurance, etc.

ARB Code of Sanctions

Influence on insurance and risk?

Appointment Contract

- parties

- fees

- scope

- liabilities

- legal

- dispute resolution

- suspension/termination

- ARB Code of Sanctions

Code/Rule Law (few exceptions) vs Base Law (contextual)

Consumers vs Commercial clients

- depends on in what capacity they act, not what type of project/building

Contract details

- terms capitalised

- legal requirements are sign-posted by specific words such as 'must', 'shall', 'can' etc.

Duty of Care = risk management, professional judgement

Copyright

Fosters make the most money off keeping the copyright to their product design

Risks with Bespoke Contracts

Architect's rights might be removed in a Bespoke Contract

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Conservation

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Bartlett Part 3